Director of Compliance & Education
Paul joined us at the Rosselot Financial Group and Interdependent Advisors to start the New Year with us in 2017 after more than 17 years with Fidelity Investments. Paul has held multiple financial planning roles working directly with individuals and their families to craft smart and successful financial strategies, then most recently worked with non-profits including hospitals, universities, government agencies, and business clients looking to improve their retirement benefits offering for employees. Over the years Paul held a variety of supervisory positions where he supported the development of rep-advisors and associated compliance monitoring solutions for sales and investments departments.
Paul earned his Bachelor’s degree in Business Administration with a minor in Economics from the University of Cincinnati in the mid 90’s. His professional securities registrations include the FINRA series 7, 63, 66, and supervisory registrations of the Series 9, 10, and 23.
His wife Hetal has happily kept Paul around for 17 years of marriage since 2001 although their story started as high school sweethearts after sharing a few classes at Walnut Hills. They have two fantastic daughters – Maya ( 10 ) and Sara ( 7 ) and when he’s not working or brewing his favorite craft beer, Paul tries to spend time every day learning or experiencing something new with his daughters. They’re all quite busy with a variety of other family activities including basketball, soccer, volleyball, piano, singing, hiking, bicycling, skiing, and more.
If you could meet anyone, past or present, who would it be: Elon Musk
Best financial advice received: “Invest early and often”
Favorite quote: “Yesterday is history, tomorrow is a mystery, but today is a gift- that is why they call it the present.”
Check the background of this investment professional on FINRA’s BrokerCheck.
513-624-1304 / fax 513-624-3124